Important Compliance Information
Annual Compliance Notification to Producers for Advertising & Sales Materials
The attached document was created to meet the NAIC Life and Annuity Model Regulation requirements for insurance companies to annually remind producers that any sales material they create must receive compliance approval before it is used with the public.
John Hancock's Anti-Money Laundering Program for Insurance Products
According to new rules issued by the U.S. Treasury Department and its Financial Crimes Enforcement Network (FinCEN), effective May 2, 2006 insurance companies are required to integrate agents and brokers (producers) into their Anti-Money Laundering Programs (AML) to comply with the requirements of the USA PATRIOT Act. More information on these new rules can be found at http://www.fincen.gov/. This Guide is designed to provide an overview of the AML requirements and responsibilities to the appointed producers of the following John Hancock insurance companies:
• John Hancock Life Insurance Company
• John Hancock Life Insurance Company (U.S.A.)
• John Hancock Life Insurance Company of New York
• John Hancock Variable Life Insurance Company
• Manulife Insurance Company
FAQs for Producers on John Hancock's Anti-Money Laundering (AML) Training
Notice To Brokers Regarding Disposal of Records
John Hancock’s policy on disposal of documents containing personally identifiable information regarding clients, former clients, or prospective clients.
MLINY1102078459 | 
